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NEW QUESTION: 1
You are an Intrusion Detection Analyst and the system has alerted you to an Event of Interest (EOI) that appears to be activity generated by a worm. You investigate and find that the network traffic was normal.
How would this type of alert be categorized?
A. True Positive
B. False Negative
C. True Negative
D. False Positive
Answer: D
NEW QUESTION: 2
When an investment manager uses client brokerage to purchase research services that benefit the investment manager; this is known as ________.
A. under-the-table agreements
B. bartering arrangements
C. shifting agreements
D. through-research agreements
E. soft dollars
Answer: E
Explanation:
Explanation/Reference:
Explanation:
An investment manager often has discretion over the selection of brokers executing transactions. Conflicts arise when an investment manager uses client brokerage to purchase research services that benefit the investment manager, which is commonly called "soft dollars," "soft pounds," or "soft commissions." Whenever a manager uses such client brokerage to purchase services that benefit him, as a fiduciary, he must disclose to clients the methods or policies followed to address the potential conflict.
NEW QUESTION: 3
大企業の求職申請を処理するケースタイプを作成しています。セキュリティポジションの求人応募には、標準的な犯罪歴チェックに加えて、身体的評価が必要です。身体的評価は、バックグラウンドチェックの前後に行うことができます。
必要な動作を実現するために、ケースタイプをどのように構成しますか？
A. バックグラウンドチェックのプロセスと物理的評価のプロセスを別のステージで作成します。
B. 身体的評価のプロセスを作成し、その後にバックグラウンドチェックのプロセスを作成します。
C. バックグラウンドチェックのプロセスと、物理的評価のオプションのプロセスを作成します。
D. バックグラウンドチェックプロセスと並行して、身体評価のプロセスを作成します。
Answer: B
NEW QUESTION: 4
The problems in the Orange County case can best be characterized as failures related to:
A. Operational and Regulatory Compliance Risk
B. Market Risk
C. Credit Risk
D. All of the Above
Answer: B
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